Summary of the New Code and Standards: Get a summary of a CFP® professional’s duties under the new Code and Standards.

The Levels of Rules and Requirements: Get an overview of the levels of rules and requirements for CFP® professionals under the new Code and Standards.

The Fiduciary Obligation: Learn about the expanded fiduciary obligation at the core of the new Code and Standards, which requires CFP® professionals to act in the best interest of the client.

Financial Advice: See how financial advice is defined under the new Code and Standards.
Duty of Loyalty: Explore the importance of Duty of Loyalty under the new Code and Standards.

What Is Financial Planning?: Review the definition of financial planning and get up-to-speed on the 3 circumstances where a CFP® professional is required to provide financial planning advice.

Integration Factors: Find out the 5 factors to consider when a CFP® professional who is providing financial advice must also provide financial planning.


Daniel L. Bishop CFP© CEPA©

Daniel L. Bishop is a Advice-Only Comprehensive Financial Planner that has experience in education funding from cradle to career: Private K-12 Funding, 529’s, ABLE, College Savings, College Funding, College Pre-Approval™, and Student Loan Repayment. His deep expertise is in optimizing Late Stage College Funding into a Comprehensive Financial Plan for people with complicated situations, like business owners. He founded Black Swan Advisors LLC in 2016, so that he could pursue his passion of real, honest, financial planning advice for families. He loves working virtually with clients across the Heartland of America. Daniel and his wife modernized a century-old, lakefront farm house in southern Illinois. After work, you can often find tpaying with their 2 kids, preferably in the water.